Archive for 'Investing'

HM Treasury

HM Treasury

This is the UK government department, headed by the Chancellor of the Exchequer, which is responsible for managing the country’s public revenues. In recent years it hasn’t had the best of records (despite many ill-informed commentators promoting Gordon Brown as a “prudent” chancellor – HAH!!!) as can clearly be seen by anyone who looks at [...]

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Friendly Society

Friendly Society

A Friendly Society is incorporated under the Friendly Societies Act 1974 or under the Friendly Societies Act 1992 or any subsequent act replacing or amending these acts. Friendly Societies are voluntary mutual organisations whose main purpose is to financially assist their members, or their members’ families, during sickness, unemployment or retirement and to provide life [...]

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Free Float

Free Float

This refers to shares in a public company which are freely available for purchase or trade by the general public. Although a company may be designated a Public Limited Company unless it is listed on a recognised stock exchange its shares may not be in “free float” and even if it is publicly listed the [...]

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Open-End Funds

Open-End Funds

One of the most common questions we receive asks for a definition of an open-end fund and a definition of a closed-end fund. An open-end fund is a collective investment scheme that can issue and redeem shares according to market demand. Therefore unlike a closed-end fund, where the number of shares in issue is fixed [...]

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Bucket Shop (or Boiler Room)

Bucket Shop (or Boiler Room)

Beware the fraudulent activities of a share “bucket shop”.  A Bucket Shop (sometimes called a “boiler room”) is a fraudulent brokerage firm that uses aggressive sales techniques, usually by telephone, to sell stock that the brokerage owns and wants to get rid of. The securities they sell are typically poor investment opportunities, and almost always [...]

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Additional Voluntary Contributions

Additional Voluntary Contributions

Additional Voluntary Contributions (AVCs) are designed for people who are members of a company pension scheme but who want to increase the contributions they make in order to boost their retirement income. Average life expectancy is increasing so topping up a company pension with an AVC plan is a good way of helping fund the [...]

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The Financial Services and Markets Act 2000 (or “FSMA” 2000)

The Financial Services and Markets Act 2000 (or “FSMA” 2000)

The Financial Services and Markets Act 2000 is the Act of Parliament of the United Kingdom that created the Financial Services Authority (FSA) as a regulator for insurance, investment business and banking. This was the Act by which Gordon Brown removed responsibility for regulating the banking industry from the Bank of England, a decision that [...]

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